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Derek Jeffress Williams

Ameriprise Financial Services, LLC

Honolulu, HI

Kailua, HI

CRD 4865828

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-15
HI RA APPROVED 2025-04-17
  • TX RA
    APPROVED_RES
    Since 2025-08-15
  • HI RA
    APPROVED
    Since 2025-04-17

Branch Locations

1585 Kapiolani Blvd Ste 1730, Honolulu, HI 96814 • United States

Kailua, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/2004 06/2020
Equitable Advisors, Llc New York NY 10/2004 04/2025
Ameriprise Financial Services, Llc Honolulu HI 04/2025 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 240 Pukalani St., , Kailua, HI, 96734; Not Investment-Related; 09/01/2011.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-13
  • S66 Uniform Combined State Law Examination
    2004-12-13

View on SEC IAPD

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