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7101 Guilford Drive, Suite 104, Frederick, MD 21704 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-12-17 |
Branch Locations
7101 Guilford Drive, Suite 104, Frederick, MD 21704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Gaithersburg | MD | 04/2015 | 11/2016 |
| Wells Fargo Bank Na | Gaithersburg | MD | 06/2012 | 12/2016 |
| Wells Fargo Clearing Services, Llc | Gaithersburg | MD | 11/2016 | 12/2016 |
| New York Life Insurance Co | Fairfax | VA | 12/2016 | 12/2017 |
| Nylife Securities Llc | Fairfax | VA | 01/2017 | 12/2017 |
| Pnc Bank | Germantown | MD | 12/2017 | 09/2024 |
| Pnc Investments | Pittsburgh | PA | 12/2017 | 09/2024 |
| Veridian Capital Partners, Llc | Frederick | MD | 09/2024 | Present |
1. Ebay Reseller; Not Investment Related; Frederick, MD 21703; 04/1/23; 5-10 hours per month; no hours during securities trading hours; Find and resell items purchased at yard sales. 2. Guardian Refunds Org; Not Investment Related; Frederick, MD 21703; Owner; 06/21/2023; 10-15 hours per month; no hours during securities trading hours; Help recover funds owed to homeowners for homes lost in tax sales & Foreclosures.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-18 |
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