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Nicholas Daniel Emmendorfer

Osaic Wealth, Inc.

Marquette, MI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-08-23
  • MI RA
    APPROVED
    Since 2024-08-23

Branch Locations

219 W Washington Street Suite C, Marquette, MI 49855 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Congressman Jack Bergman's Office Mi-01 Marquette MI 01/2016 02/2019
Room At The Inn Marquette MI 02/2019 03/2022
Sail Marquette MI 03/2022 02/2023
Securities America, Inc. Marquette MI 02/2023 06/2023
Securities America, Inc. Marquette MI 06/2023 06/2024
Osaic Wealth, Inc. Marquette MI 06/2024 Present
  • 01/2016 → 02/2019
    Congressman Jack Bergman's Office Mi-01
    Marquette, MI
  • 02/2019 → 03/2022
    Room At The Inn
    Marquette, MI
  • 03/2022 → 02/2023
    Sail
    Marquette, MI
  • 02/2023 → 06/2023
    Securities America, Inc.
    Marquette, MI
  • 06/2023 → 06/2024
    Securities America, Inc.
    Marquette, MI
  • 06/2024 → Present
    Marquette, MI
Other Businesses

1. SUPERIORLAND KIWANIS CLUB POSITION: Vice Chair/Club member NATURE: Vice Chair and member of Superiorland Kiwanis Club INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: NA, Marquette MI 49855 DESCRIPTION: We perform volunteer activities in Marquette County such as Christmas Community Dinner, Highway Cleanups, Deliver Flowers to shut-ins, etc. We also provide annual grants and funding support for local non-profit organizations and youth groups such as youth football and boy scouts. 2. ROOM AT THE INN POSITION: volunteer NATURE: Volunteer at Homeless shelter INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2014 ADDRESS: 347 Rock street, Marquette MI 49855 DESCRIPTION: I help make breakfast at the shelter 3. PINE STREET POSITION: landlord NATURE: I own a duplex at 607 and 609 Pine street Marquette mi. I rent 609 Pine street out and I live at 607 Pine street INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 609 Pine st, Marquette MI 49855 DESCRIPTION: I rent out 609 Pine street for $1400 a month (utilities included)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-19
  • S66 Uniform Combined State Law Examination
    2024-08-19

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