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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
  • MI RA
    APPROVED
    Since 2025-01-01

Branch Locations

205 S Front St Ste 2E, Marquette, MI 49855 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Grand Blanc MI 11/2003 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2014 Present
  • 11/2003 → Present
    Grand Blanc, MI
  • 01/2006 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2014 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. Committee Chair, First Presbyterian Church of Marquette; Start 9/25/15; Non-Investment Related; 5 hrs/month; 1210 N Front St Marquette, MI 49855; Sets agendas, runs meetings, and joint signer for payroll checks when necessary. 3. POLITICALLY-RELATED OR GOVERNMENT-RELATED INVOLVEMENT BOARD OR COMMITTEE ROLE IN STATE OR LOCAL GOVERNMENT, BOARD OR COMMITTEE ROLE IN STATE OR LOCAL GOVERNMENT, START DATE: 11/5/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HELP GUIDE A 2-COUNTY RURAL PUBLIC TRANSPORTATION ENTITY, PUBLIC BUS SERVICE 4. 100% OWNER, COLDWATER FINANCIAL SERVICES, LEGAL ENTITY, START DATE: 11/23/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. MY BANK REQUIRES A SEPARATE BUSINESS ENTITY TO OPEN A BUSINESS ACCOUNT, SO I AM OPENING AN LLC. THE LLC WILL NOT BE PUBLICIZED, USED AS A DBA, FOR MARKETING, ETC. 5. 100% OWNER, FICTION WRITER, 300 E CRESCENT ST, MARQUETTE, , MICHIGAN, 49855, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/13/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, WRITING A NOVEL

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-01-15
  • S63 Uniform Securities Agent State Law Examination
    2004-01-15
Other Names
  • Taylor Klipp

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