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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Grand Blanc | MI | 11/2003 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2014 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. Committee Chair, First Presbyterian Church of Marquette; Start 9/25/15; Non-Investment Related; 5 hrs/month; 1210 N Front St Marquette, MI 49855; Sets agendas, runs meetings, and joint signer for payroll checks when necessary. 3. POLITICALLY-RELATED OR GOVERNMENT-RELATED INVOLVEMENT BOARD OR COMMITTEE ROLE IN STATE OR LOCAL GOVERNMENT, BOARD OR COMMITTEE ROLE IN STATE OR LOCAL GOVERNMENT, START DATE: 11/5/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HELP GUIDE A 2-COUNTY RURAL PUBLIC TRANSPORTATION ENTITY, PUBLIC BUS SERVICE 4. 100% OWNER, COLDWATER FINANCIAL SERVICES, LEGAL ENTITY, START DATE: 11/23/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. MY BANK REQUIRES A SEPARATE BUSINESS ENTITY TO OPEN A BUSINESS ACCOUNT, SO I AM OPENING AN LLC. THE LLC WILL NOT BE PUBLICIZED, USED AS A DBA, FOR MARKETING, ETC. 5. 100% OWNER, FICTION WRITER, 300 E CRESCENT ST, MARQUETTE, , MICHIGAN, 49855, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/13/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, WRITING A NOVEL
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-01-15 |
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