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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-29
  • AZ RA
    APPROVED
    Since 2025-08-29

Branch Locations

1138 N Alma School Rd, Mesa, AZ 85201 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Public Safety Financial/Galloway

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2015-05-07
  • AZ RA
    APPROVED
    Since 2015-05-07

Branch Locations

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Mesa Fire And Medical Department Mesa AZ 09/1993 01/2026
Public Safety Financial / Galloway Mesa AZ 04/2015 08/2025
Galloway Asset Management, Llc Mesa AZ 01/2015 Present
Modern Wealth Managment, Llc Mesa AZ 08/2025 Present
  • 09/1993 → 01/2026
    City Of Mesa Fire And Medical Department
    Mesa, AZ
  • 04/2015 → 08/2025
    Public Safety Financial / Galloway
    Mesa, AZ
  • 01/2015 → Present
    Galloway Asset Management, Llc
    Mesa, AZ
  • 08/2025 → Present
    Modern Wealth Managment, Llc
    Mesa, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-08
  • S65 Uniform Investment Adviser Law Examination
    2015-04-08
Designations
Other Names
  • Matthew Rogers

View on SEC IAPD

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