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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-06
IA RA APPROVED 2023-12-05
  • TX RA
    APPROVED_RES
    Since 2023-12-06
  • IA RA
    APPROVED
    Since 2023-12-05

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1415 28Th St, Ste. 300, West Des Moines, IA 50266 • United States

2323 Grand Ave Ste 210, Des Moines, IA 50312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kennedy Properties Indianola IA 01/2009 12/2023
Edward Jones Indianola IA 06/2016 01/2018
Securities America, Inc. West Des Moines IA 01/2018 12/2023
Lpl Financial Llc West Des Moines IA 12/2023 Present
  • 01/2009 → 12/2023
    Kennedy Properties
    Indianola, IA
  • 06/2016 → 01/2018
    Indianola, IA
  • 01/2018 → 12/2023
    Securities America, Inc.
    West Des Moines, IA
  • 12/2023 → Present
    West Des Moines, IA
Previous Registrations
  • 2018-01-22 → 2023-12-07
    Securities America Advisors, Inc.
    West Des Moines, IA
    West Des Moines, IA
  • 2016-08-11 → 2018-01-23
    Indianola, IA
    St Louis, MO
    Des Moines, IA
Other Businesses

1) 11/2023 - SA3 Wealth / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 11/2023 - Kennedy Properties / Real Estate Rental / Inv. Related / Norwalk, IA / Start date 10/13/2023 - 2 Hrs per month - 5 % Time Spent 3) 11/2023 - Non-Variable Insurance / Inv. Related / Moines, IA / Start date 01/19/2018 - 4hrs per month -10% Time Spent 4) 11/2023 - Kennedy Lawn & Landscape / Owner / Mowing Yards / Not Inv. Related / lndianola,IA / Start date 04/09/2013 - 16 Hrs per month -10% Time Spent 5) 03/06/2024 - Kennedy Apartments / Non-Inv Related / Indianola, IA / Outside/W-2 Employment / Started: 1/1/2016 / 15 Hrs/Mo; 0 Hr During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-08
  • S66 Uniform Combined State Law Examination
    2016-08-08
Other Names
  • Matt Kennedy

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