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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-06 |
| IA | RA | APPROVED | 2023-12-05 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1415 28Th St, Ste. 300, West Des Moines, IA 50266 • United States
2323 Grand Ave Ste 210, Des Moines, IA 50312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kennedy Properties | Indianola | IA | 01/2009 | 12/2023 |
| Edward Jones | Indianola | IA | 06/2016 | 01/2018 |
| Securities America, Inc. | West Des Moines | IA | 01/2018 | 12/2023 |
| Lpl Financial Llc | West Des Moines | IA | 12/2023 | Present |
1) 11/2023 - SA3 Wealth / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 11/2023 - Kennedy Properties / Real Estate Rental / Inv. Related / Norwalk, IA / Start date 10/13/2023 - 2 Hrs per month - 5 % Time Spent 3) 11/2023 - Non-Variable Insurance / Inv. Related / Moines, IA / Start date 01/19/2018 - 4hrs per month -10% Time Spent 4) 11/2023 - Kennedy Lawn & Landscape / Owner / Mowing Yards / Not Inv. Related / lndianola,IA / Start date 04/09/2013 - 16 Hrs per month -10% Time Spent 5) 03/06/2024 - Kennedy Apartments / Non-Inv Related / Indianola, IA / Outside/W-2 Employment / Started: 1/1/2016 / 15 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-08 |
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