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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2017-11-07 |
Branch Locations
200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Needham | MA | 04/2015 | 10/2017 |
| Prudential Insurance Company Of America | Warwick | RI | 07/2015 | 10/2017 |
| Mml Investors Services, Llc | Warwick | RI | 10/2017 | Present |
| Massmutual Life Insurance Co | Warwick | RI | 10/2017 | Present |
Name: Mark B. Martone Inv rel: Y Add: 200 Crossings BLVD Suite 200 Warwick RI 02886 Nature: Outside Insurance Sales Position: Independent Insurance Agent Start date: 6/22/2021 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Life, Disability, Long-Term care, Fixed Annuities, and Health.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-16 |
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