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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-10-29 |
Branch Locations
1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States
5000 Santa Rosa Rd, Camarillo, CA 93012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Camarillo | CA | 05/2015 | 11/2016 |
| Wells Fargo Bank, Na | Camarillo | CA | 09/2010 | Present |
| Wells Fargo Clearing Services, Llc | Camarillo | CA | 11/2016 | Present |
COMMERCIAL GROUNDS; INV RELATED; OXNARD, CA; 100% OWNERSHIP; START 01/01/2024; 10 HOURS PER MONTH; 0 HOURS DURING TRADING; SUBCONTRACT LANDSCAPING TO OTHER LANDSCAPING COMPANIES. RENTAL PROPERTY ; INV RELATED;SAN DIEGO,CA; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 04/21/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-17 |
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