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Jeames Junior Castillo

Citigroup Global Markets Inc.

New York, NY

Fort Lee, NJ

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Cwm Retail, Sales 734 3Rd Avenue, New York, NY 10017 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Suite 200, Fort Lee, NJ 07024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 03/2014 09/2016
Hsbc Securities (Usa) Inc. New York NY 04/2015 09/2016
Jp Morgan Chase Bank New York NY 10/2016 03/2017
Jp Morgan Securities Llc New York NY 10/2016 03/2017
Hsbc Bank Usa National Association New York NY 03/2017 07/2018
Hsbc Securities Usa Inc. New York NY 03/2017 07/2018
Citigroup New York NY 07/2018 Present
  • 03/2014 → 09/2016
    Hsbc Bank Usa, N.A.
    New York, NY
  • 04/2015 → 09/2016
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 10/2016 → 03/2017
    Jp Morgan Chase Bank
    New York, NY
  • 10/2016 → 03/2017
    Jp Morgan Securities Llc
    New York, NY
  • 03/2017 → 07/2018
    Hsbc Bank Usa National Association
    New York, NY
  • 03/2017 → 07/2018
    Hsbc Securities Usa Inc.
    New York, NY
  • 07/2018 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-21
S63 Uniform Securities Agent State Law Examination 2015-06-25
  • S65 Uniform Investment Adviser Law Examination
    2020-12-21
  • S63 Uniform Securities Agent State Law Examination
    2015-06-25
Other Names
  • Jeames Castillo

View on SEC IAPD

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