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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-11 |
| NM | RA | APPROVED | 2014-11-03 |
Branch Locations
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
4801 N. Butler Suite 14101, Farmington, NM 87401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Albuquerque | NM | 10/2014 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2018 | Present |
*516304 - Christopher Shibley- Sole Prop; Investment related: No; Albuquerque, New Mexico; Art/Culture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 3; Other, Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-09 |
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