Best Investors Account Sign in

Roger Alan Walker

J.P. Morgan Securities LLC

Magnolia, TX

The Woodlands, TX

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-04
  • TX RA
    APPROVED
    Since 2016-10-04

Branch Locations

6611 Fm 1488 Rd, Magnolia, TX 77354 • United States

10010 Woodlands Pkwy, The Woodlands, TX 77382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc. San Antonio TX 09/2016 05/2017
Jpmorgan Securities Llc Woodlands TX 06/2017 07/2019
Jp Morgan Chase Bank Llc Conroe TX 07/2019 Present
Jpmorgan Securities Llc Conroe TX 07/2019 Present
  • 09/2016 → 05/2017
    Jpmorgan Securities Llc.
    San Antonio, TX
  • 06/2017 → 07/2019
    Jpmorgan Securities Llc
    Woodlands, TX
  • 07/2019 → Present
    Jp Morgan Chase Bank Llc
    Conroe, TX
  • 07/2019 → Present
    Jpmorgan Securities Llc
    Conroe, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-24
  • S66 Uniform Combined State Law Examination
    2016-09-24

View on SEC IAPD

Other Firms

GWN SECURITIES INC.
NOVODYN ADVISORS LLC
TRUSTEE EMPOWERMENT & PROTECTION, INC.
EDWARD JONES
GREENLINE TRADING LLC
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
ALLSTATE FINANCIAL ADVISORS, LLC

Other Investors

KHOREN MOSES OUZOUNIAN
Michael William Rondon
Brandi Hernandez Acevedo
JOHNNY AUGUST NOBILE
JOHN JOSEPH LAUGHLIN
JOHN CHRISTOPHER THOMPSON
GAVIN STUART MACLEOD CLARKSON
Jonathan Taylor Parr

Other Offices

GWN SECURITIES INC. · MAGNOLIA, TX
J.P. MORGAN SECURITIES LLC · THE WOODLANDS, TX
NOVODYN ADVISORS LLC · THE WOODLANDS, TX
TRUSTEE EMPOWERMENT & PROTECTION, INC. · The Woodlands, TX
EDWARD JONES · MAGNOLIA, TX
GREENLINE TRADING LLC · SPRING, TX
LPL FINANCIAL LLC · MAGNOLIA, TX
CETERA INVESTMENT ADVISERS LLC · MAGNOLIA, TX

More in Magnolia, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor