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Roger Alan Walker

J.P. Morgan Securities LLC

Magnolia, TX

The Woodlands, TX

CRD 6483517

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-04
  • TX RA
    APPROVED
    Since 2016-10-04

Branch Locations

6611 Fm 1488 Rd, Magnolia, TX 77354 • United States

10010 Woodlands Pkwy, The Woodlands, TX 77382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc. San Antonio TX 09/2016 05/2017
Jpmorgan Securities Llc Woodlands TX 06/2017 07/2019
Jp Morgan Chase Bank Llc Conroe TX 07/2019 Present
Jpmorgan Securities Llc Conroe TX 07/2019 Present
  • 09/2016 → 05/2017
    Jpmorgan Securities Llc.
    San Antonio, TX
  • 06/2017 → 07/2019
    Jpmorgan Securities Llc
    Woodlands, TX
  • 07/2019 → Present
    Jp Morgan Chase Bank Llc
    Conroe, TX
  • 07/2019 → Present
    Jpmorgan Securities Llc
    Conroe, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-24
  • S66 Uniform Combined State Law Examination
    2016-09-24

View on SEC IAPD

Nearby Firms

GWN SECURITIES INC.
NOVODYN ADVISORS LLC
TRUSTEE EMPOWERMENT & PROTECTION, INC.

Nearby Investors

KHOREN MOSES OUZOUNIAN
Michael William Rondon
Brandi Hernandez Acevedo

Nearby Offices

GWN SECURITIES INC. · MAGNOLIA, TX
J.P. MORGAN SECURITIES LLC · THE WOODLANDS, TX
NOVODYN ADVISORS LLC · THE WOODLANDS, TX

More in Magnolia, TX

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