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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-19 |
| WA | RA | APPROVED | 2025-02-19 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Bellingham, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Diego | CA | 04/2007 | Present |
1. 12/11/2019 - Active Aging LLC - Not Investment Related - Home Based - Business Owner - Started 12/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Assist wife with Retirement Home Newsletter business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-24 |
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