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Usama Naushad Khan

Charles Schwab & Co., Inc.

Houston, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-26
  • TX RA
    APPROVED
    Since 2017-09-26

Branch Locations

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Houston TX 04/2015 Present
Charles Schwab Bank Houston TX 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-25
S63 Uniform Securities Agent State Law Examination 2015-08-29
  • S65 Uniform Investment Adviser Law Examination
    2017-09-25
  • S63 Uniform Securities Agent State Law Examination
    2015-08-29

View on SEC IAPD

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