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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-06-06 |
| TX | RA | APPROVED_RES | 2022-07-21 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
Salt Lake City, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Salt Lake City | UT | 04/2015 | 04/2018 |
| E*Trade Securities Llc | Sandy | UT | 11/2018 | 02/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 11/2018 | 02/2020 |
| Unemployed | Salt Lake City | UT | 05/2018 | 11/2018 |
| E*Trade Securities Llc | Sandy | UT | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Sandy | UT | 06/2020 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 06/2020 | Present |
| Morgan Stanley Smith Barney Llc | Sandy | UT | 07/2022 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
OBA #1 1)Name of the business - GrubHub; 2)Is the business investment-related - No; 3)Address of the other business - 111 W Washington St., Chicago, IL 60602; 4)Nature of the other business - Delivery; 5)Position, title, or relationship with the other business - Employee; 6)Start date of your relationship - 01/01/2019; 7)Approximate number of hours/month you devote to the other business - 40; 8)Number of hours you devote to the other business during securities trading hours -0; 9)Duties relating to other Business - Just deliveries
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-06 |
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