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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-09-17
  • RI RA
    APPROVED
    Since 2025-09-17

Branch Locations

1150 New London Ave Ste 100, Cranston, RI 02920 • United States

Cranston, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Cranston RI 04/2015 03/2020
Ameriprise Financial Services, Llc Cranston RI 03/2020 Present
Other Businesses

Business Ownership; Endless Summer, LLC; ; Residential rental property.; 20 Sagamore Road Cranston, RI 02920, ,; Not Investment-Related; 04/01/2011; 1 to 9 hours per month; 0 during trading hours / FP Solutions RI, LLC; Manager; Providing financial planning deliverables to Ameriprise advisors.; 1150 New London Ave Suite 100, , Cranston, RI, 2920; Not Investment-Related; 01/01/2014; 60 hours per month; 60 during trading hours / Santosha Holdings, LLC; Co-owner; Manage Ameriprise Business; 1150 NEW LONDON AVENUE, , Cranston, RI, 02920; Investment-Related; 04/01/2026; 0 hours per month; 0 during trading hours. Outside Employment; Dynamic Directions- D2, Inc.; Coach and consultant; Coaching and consulting; 1150 New London Ave, Suite 100, Cra, RI, 02920; Not Investment-Related; 08/25/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Self-publishing author; Self-publishing a book. Content was reviewed and approved by Advisor Brand Consulting on 4/22/22. Self-publishing a second book. Content will be reviewed by ACMR.; 20 Sagamore Road, , Cranston, RI, 02920; Not Investment-Related; 01/01/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-10-20
S65 Uniform Investment Adviser Law Examination 2025-09-17
S66 Uniform Combined State Law Examination 2017-09-20
  • S63 Uniform Securities Agent State Law Examination
    2025-10-20
  • S65 Uniform Investment Adviser Law Examination
    2025-09-17
  • S66 Uniform Combined State Law Examination
    2017-09-20
Other Names
  • Michael Kendra

View on SEC IAPD

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