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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-09-17 |
Branch Locations
1150 New London Ave Ste 100, Cranston, RI 02920 • United States
Cranston, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Cranston | RI | 04/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Cranston | RI | 03/2020 | Present |
Business Ownership; Endless Summer, LLC; ; Residential rental property.; 20 Sagamore Road Cranston, RI 02920, ,; Not Investment-Related; 04/01/2011; 1 to 9 hours per month; 0 during trading hours / FP Solutions RI, LLC; Manager; Providing financial planning deliverables to Ameriprise advisors.; 1150 New London Ave Suite 100, , Cranston, RI, 2920; Not Investment-Related; 01/01/2014; 60 hours per month; 60 during trading hours / Santosha Holdings, LLC; Co-owner; Manage Ameriprise Business; 1150 NEW LONDON AVENUE, , Cranston, RI, 02920; Investment-Related; 04/01/2026; 0 hours per month; 0 during trading hours. Outside Employment; Dynamic Directions- D2, Inc.; Coach and consultant; Coaching and consulting; 1150 New London Ave, Suite 100, Cra, RI, 02920; Not Investment-Related; 08/25/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Self-publishing author; Self-publishing a book. Content was reviewed and approved by Advisor Brand Consulting on 4/22/22. Self-publishing a second book. Content will be reviewed by ACMR.; 20 Sagamore Road, , Cranston, RI, 02920; Not Investment-Related; 01/01/2024; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-20 |
| S65 | Uniform Investment Adviser Law Examination | 2025-09-17 |
| S66 | Uniform Combined State Law Examination | 2017-09-20 |
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