Fatima G Munoz Huerta

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 08/2018
  Wells Fargo Bank, Na
  Sunnyvale, CA
• 09/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Sunnyvale, CA
• 11/2016 → 08/2018
  Wells Fargo Clearing Services, Llc
  Sunnyvale, CA
• 09/2018 → 09/2018
  Bank Of America N.A.
  San Jose, CA
• 09/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA

Exams

• S66 Uniform Combined State Law Examination
  2019-01-09
• S63 Uniform Securities Agent State Law Examination
  2015-05-22

Other Names

• Fatima Munoz
• Fatima G Munoz Huerta
• Fatima Guadalupe Munoz Huerta
• Fatima G Munoz
• Fatima Munoz Huerta