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Adrian Guzman Pena

Nexus Strategic Wealth

Tualatin, OR

CRD 6480498

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Employer firm

Nexus Strategic Wealth CRD 336847

$56.2M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Nexus Strategic Wealth

18840 Sw Boones Ferry Rd. Suite 310, Tualatin, OR 97062 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-17
WA RA APPROVED 2025-08-15
OR RA APPROVED 2025-07-11
  • TX RA
    APPROVED_RES
    Since 2025-12-17
  • WA RA
    APPROVED
    Since 2025-08-15
  • OR RA
    APPROVED
    Since 2025-07-11

Branch Locations

18840 Sw Boones Ferry Rd. Suite 310, Tualatin, OR 97062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nexus Strategic Wealth Tigard OR 05/2019 01/2025
Guzman Landscape Supply, Llc Hillsboro OR 06/2019 Present
Type A Financial West Linn OR 06/2013 05/2019
Nexus Strategic Wealth, Llc Tualitin OR 07/2025 Present
Financial Advocates Investment Management Olympia WA 01/2025 Present
  • 05/2019 → 01/2025
    Tigard, OR
  • 06/2019 → Present
    Guzman Landscape Supply, Llc
    Hillsboro, OR
  • 06/2013 → 05/2019
    Type A Financial
    West Linn, OR
  • 07/2025 → Present
    Nexus Strategic Wealth, Llc
    Tualitin, OR
  • 01/2025 → Present
    Financial Advocates Investment Management
    Olympia, WA
Previous Registrations
  • 2025-01-29 → 2025-09-05
    Financial Advocates Investment Management
    Tualatin, OR
    Olympia, WA
Other Businesses

Manages Finance for Guzman Landscape Supply.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-28
  • S65 Uniform Investment Adviser Law Examination
    2025-01-28
Other Names
  • Adrian Guzman-Pena

View on SEC IAPD

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