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1995 East Rum River Drive S, Cambridge, MN 55008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-11 |
| KS | RA | APPROVED | 2025-07-11 |
| AZ | RA | APPROVED | 2024-03-27 |
| FL | RA | APPROVED | 2024-03-25 |
| NM | RA | APPROVED | 2024-03-06 |
| NC | RA | APPROVED | 2024-03-06 |
| WI | RA | APPROVED | 2024-03-06 |
| MO | RA | APPROVED | 2024-03-05 |
| WA | RA | APPROVED | 2024-03-05 |
| MN | RA | APPROVED | 2016-01-04 |
Branch Locations
12301 Whitewater Drive #145, Minnetonka, MN 55343 • United States
1995 East Rum River Drive S, Cambridge, MN 55008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pgc | Edina | MN | 05/2014 | 01/2018 |
| Advanced Advisor Group Llc | Cambridge | MN | 04/2015 | Present |
| Efs Advisors | Cambridge | MN | 01/2016 | Present |
Mark Gade LLC, INV, Ferndale, MN, 55372, Tax Purposes and Pass-Through Entity, Owner, 11/13/2024, Minimal, approximately 2 inv hrs/mo for administrative tasks, 1-2 trading hrs, Mark Gade LLC is established for tax purposes to facilitate compensation for 1099 employee services. It functions as a pass-through entity for business-related activities associated with EFS Advisors. The LLC does not engage in any separate or additional business activities beyond this function. There is no direct compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-15 |
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