Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-12
CA RA APPROVED 2022-10-05
  • TX RA
    APPROVED
    Since 2023-05-12
  • CA RA
    APPROVED
    Since 2022-10-05

Branch Locations

350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States

2933 Los Feliz Blvd, Los Angeles, CA 90039 • United States

550 N Bland Blvd, Glendale, CA 91203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Glendale CA 04/2015 10/2022
Jpmorgan Chase Bank Glendale CA 04/2015 10/2022
Wells Fargo Clearing Services, Llc Encino CA 10/2022 Present
  • 04/2015 → 10/2022
    Jp Morgan Securities Llc
    Glendale, CA
  • 04/2015 → 10/2022
    Jpmorgan Chase Bank
    Glendale, CA
  • 10/2022 → Present
    Encino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-03
S63 Uniform Securities Agent State Law Examination 2015-05-20
  • S66 Uniform Combined State Law Examination
    2022-06-03
  • S63 Uniform Securities Agent State Law Examination
    2015-05-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor