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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-03-06 |
| SC | RA | APPROVED | 2025-02-26 |
| WV | RA | APPROVED | 2025-02-26 |
| FL | RA | APPROVED | 2025-02-25 |
| GA | RA | APPROVED | 2025-02-25 |
| ME | RA | APPROVED | 2025-02-25 |
| PA | RA | APPROVED | 2025-02-25 |
| VA | RA | APPROVED | 2025-02-25 |
| MD | RA | APPROVED | 2025-02-24 |
| NY | RA | APPROVED | 2025-02-24 |
| NC | RA | APPROVED | 2025-02-24 |
| TX | RA | APPROVED | 2025-02-24 |
Branch Locations
5601 Granite Parkway Suite 305, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Plano | TX | 04/2015 | 05/2020 |
| B.RIley Wealth Management, Inc. | Memphis | TN | 05/2020 | 02/2025 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 02/2025 |
| Hilltop Securities Inc. | Plano | TX | 02/2025 | Present |
1] CENTER-IN INC, NON-INVESTMENT RELATED, 2525 FOREST VISTA DR, FLOWERMOUND TX 75028, NOT FOR PROFIT/CHARITY, BOARD MEMBER, START DATE 07/16/2026, 4 HRS/MO NON-BUSINESS, 4 HRS/MO TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-07 |
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