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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| CA | RA | APPROVED | 2019-11-19 |
| NJ | RA | APPROVED | 2015-07-06 |
Branch Locations
1321 Osos Street Suite 210, San Luis Obispo, CA 93401 • United States
San Luis Obispo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Luis Obispo | CA | 04/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2015 | Present |
*331234 - Platt + Matter ; Investment related - No ; San Luis Obispo,California ; Art/Culture ; Wife / Occasional Designer(proprietor, partner, officer, director, employee, trustee, agent) ; 11/2017 ; During business hours : 0 ; After business hours : 0 ; Occasional Designer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-02 |
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