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Dylan Steven Levy

Stifel, Nicolaus & Company, Incorporated

Boca Raton, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-19
NY RA APPROVED 2021-05-26
CA RA APPROVED 2019-03-22
  • TX RA
    APPROVED_RES
    Since 2021-07-19
  • NY RA
    APPROVED
    Since 2021-05-26
  • CA RA
    APPROVED
    Since 2019-03-22

Branch Locations

2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2016 11/2017
First Empire Securities, Inc. Hauppauge NY 11/2017 03/2019
Stifel, Nicolaus & Company, Incorporated St. Louis MO 03/2019 Present
Previous Registrations
  • 2017-11-20 → 2019-01-10
    First Empire Asset Management, Inc
    Hauppauge, NY
  • 2016-11-07 → 2017-11-08
    Equitable Advisors, Llc
    Dix Hills, NY
    Melville, NY
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-01
  • S66 Uniform Combined State Law Examination
    2016-11-01
Other Names
  • Dylan Levy

View on SEC IAPD

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BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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