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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-18 |
| NM | RA | APPROVED | 2020-10-15 |
| TX | RA | APPROVED | 2010-11-02 |
Branch Locations
2121 Rosecrans Avenue Suite 1300, El Segundo, CA 90245 • United States
135 S. State College Blvd Suite 650, Brea, CA 92821 • United States
251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arizona Biltmore | Phoenix | AZ | 09/2003 | 05/2017 |
| The Phoenician | Scottsdale | AZ | 05/2005 | 05/2017 |
| Ubs Financial Services | Phoenix | AZ | 10/2010 | 03/2018 |
| Ubs Financial Services Inc. | Albuquerque | NM | 04/2018 | Present |
1)ARIZONA BILTMORE RESORT AND SPA;2400 E MISSOURI AVE PHOENIX AZ; NOT INVST RLTD;ON-CALL BANQUET SERVER; START-09-09-2003;# HRS MNT-11-20; # HRS TRD-0; SERVING FOOD AND BEVERAGES DURING BANQUET FUNCTIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-08 |
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