Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-07-09 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Btwi | Perry | IA | 06/2016 | 07/2017 |
| Perry Airport | Perry | IA | 07/2017 | 11/2017 |
| Mediacom | Des Moines | IA | 11/2017 | 06/2020 |
| Unemployed | Lamoni | IA | 06/2020 | 09/2020 |
| Verizon Wireless | Grimes | IA | 09/2020 | 02/2021 |
| Principal Securities Inc | West Des Moines | IA | 02/2021 | Present |
| Principal Life Insurance Company | West Des Moines | IA | 02/2021 | Present |
***Fixed Insurance; Investment Related; West Des Moines, IA; Agent; Fixed Life, DI, Medical, LTC, Group, Dental, Vision, Health; Start Date: 07/22/2021; 3 hrs per month; 3 during trading hours. SETH COLEMAN POSITION: Self NATURE: Manual Labor INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2022 ADDRESS: 1619 Iowa St., Perry IA 50220, United States DESCRIPTION: Would be installing cameras for Brian Park (a family friend). He is not a client. Would take about two weekends to complete, off and on. SETH M. COLEMAN POSITION: N/A NATURE: Service Work for a Senior Registered Representative (Ed Coleman) INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2022 ADDRESS: 6701 Westown Pkwy. Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Contacting clients who need to take a withdrawal to satisfy their RMD. Contacting clients about their brokerage debit balances in order to satisfy the annual fee. SETH M. COLEMAN POSITION: N/A NATURE: Service work for a senior financial advisor (Ed Coleman) INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 3 START DATE: 11/02/2022 ADDRESS: 6701 Westown Pkwy. Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Following up with or contacting clients regarding withdrawals,trades, RMD's, deposits, scheduling appointments, and any general questions they may have. Along with preforming any of the above duties. SETH M. COLEMAN POSITION: Self NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2023 ADDRESS: 1619 Iowa St., Perry IA 50220, United States DESCRIPTION: They need me as a consultant in order to set up a point to multi-point camera system on their property. This will all be done over the phone. The intend to pay me for my time.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-03 |
Reach out to this advisor