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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-01-07 |
Branch Locations
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
1003 Bishop St. Ste 2700, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 07/2018 | 01/2026 |
| Persimmon Project (Private Investment Fund) | Richmond | VA | 12/2017 | 04/2018 |
| University Of Richmond | Richmond | VA | 08/2014 | 05/2018 |
| University Of Queensland | Brisbane | 07/2016 | 08/2017 | |
| Christian Park Music | Brisbane Of Queensland | 01/2017 | 08/2017 | |
| Bank Of America, N.A. | Honolulu | HI | 07/2018 | 01/2026 |
| Kingswood Capital Partners | Honolulu | HI | 01/2026 | Present |
| Kingswood Wealth Advisors | Honolulu | HI | 01/2026 | Present |
I*: 2259293 Entity Type: For Profit Name of OBA: Uni-Foil Address: Newquay United Kingdom Investment Related: No Position, Title, Association: Athlete Employee Start Date: 04/2025 Number of Hours: 1 Hr mthly Number of Hours during trading: 0 Duties: Sports sponsorship. Expectation to compete & perform in contests. 2) Le'ahi Private Wealth,Is Not Investment Related,"1003 Bishop St Ste 2700, , honolulu, HI, 96813, United States",Financial Advisor,Managing Advisor,1/7/2026,120 hours per month,120 hours per month during trading hours,Commission Compensation,Full scope of financial advisory services - Leahi Private Wealth is my DBA for which I operate under as an affiliate of Kingswood US as a Financial Advisor. 3) Unifoil,Is Not Investment Related,"12 Daniel Rd. East, Fairfield, , Fairfield, NJ, 07004, United States",Promotion of Sports Equipment & Participation in Contests,Sponsored Athlete,5/1/2025,10 hours per month,0 hours per month during trading hours,No Compensation Compensation,Represent Unifoil brand by making social media videos and then participating in races and contests. 4) Sustainable Coastlines Hawaii,Is Not Investment Related,"4348 Waialae Ave #692, , Honolulu, HI, 96816, United States",Board,Secretary,2/1/2024,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,Secretary and taking meeting minute notes 5) Global Atlantic,Is Investment Related,"123 Town Square Place, PMB 711, Jersey City, NJ, 07310, United States",Annuity Sales,Agent,5/1/2026,5 hours per month,0 hours per month during trading hours,Commission Compensation,OBA for sale of Fixed Indexed Annuity via Global Atlantic. 6) Nationwide Life and Annuity Insurance Company,Is Investment Related,"PO Box 182021, , Columbus, OH, 96822, United States",Annuity Sales,Agent,5/1/2026,5 hours per month,0 hours per month during trading hours,Commission Compensation,This is an OBA for Fixed Indexed Annuities sold through Nationwide Life and Annuity Insurance Company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-15 |
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