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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-12-09 |
Branch Locations
279 Dalton Ave., Suite A, Pittsfield, MA 01201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Pittsfield | MA | 04/2015 | 12/2021 |
| Park Avenue Securities Llc | Pittsfield | MA | 07/2015 | 12/2021 |
| City Package Store | Westfield | MA | 06/2010 | 02/2020 |
| Lpl Financial Llc | Pittsfield | MA | 12/2021 | Present |
1. 12/06/2021 - No Business Name - Investment Related - Home Based - Non-Variable Insurance - Start Date: 05/01/2015 - 5 Hours Per Month/0 Hours During Securities Trading. 2. 09/23/2022 - Shire Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading 3. 12/15/2022 - Shire - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/08/2022 - 50 Hours Per Month/50 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-16 |
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