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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-15
NY RA APPROVED 2021-04-20
  • TX RA
    APPROVED
    Since 2022-08-15
  • NY RA
    APPROVED
    Since 2021-04-20

Branch Locations

350 Hillside Avenue, New Hyde Park, NY 11040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Hyde Park NY 04/2015 Present
Jpmorgan Chase Bank, N.A. Hyde Park NY 09/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-01
S63 Uniform Securities Agent State Law Examination 2015-06-12
  • S66 Uniform Combined State Law Examination
    2021-03-01
  • S63 Uniform Securities Agent State Law Examination
    2015-06-12

View on SEC IAPD

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