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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-18 |
| TX | RA | APPROVED | 2025-08-18 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 04/2016 | 12/2018 |
| Morgan Stanley Services Group Inc. | New York | NY | 01/2019 | 08/2020 |
| Goldman Sachs | New York | NY | 06/2021 | 08/2021 |
| Goldman Sachs | New York | NY | 07/2022 | 05/2025 |
| University Of Notre Dame | South Bend | IN | 08/2020 | 05/2022 |
| Unemployed | New York | NY | 06/2025 | 06/2025 |
| Unemployed | New York | NY | 06/2022 | 06/2022 |
| J.P. Morgan Securities Llc | New York | NY | 07/2025 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2025 | Present |
Entity Name: National Kidney Foundation Investment related: No Address: 30 East 33rd Street New York, NY 10016 https://www.kidney.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/20/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The National Kidney Foundation is revolutionizing the fight to save lives by eliminating preventable kidney disease, accelerating innovation for the dignity of the patient experience, and dismantling structural inequities in kidney care, dialysis, and transplantation. I am part of the Greater NY board. I help with fundraising and organizing events. I do not have any say over its investments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-02 |
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