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William J Scotti

Equitable Advisors, LLC

Malta, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-21
NY RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2026-05-21
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

101 State Farm Place Suite 103, Malta, NY 12020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
15 Church Restaurant Saratoga Springs NY 04/2014 11/2016
Northwestern Mutual Investment Services Llc Albany NY 06/2015 03/2018
Phoenicians Mediterranean Palace Albany NY 10/2017 06/2018
Axa Advisors Llc New York NY 04/2018 06/2020
Equitable Advisors, Llc New York NY 04/2018 Present
  • 04/2014 → 11/2016
    15 Church Restaurant
    Saratoga Springs, NY
  • 06/2015 → 03/2018
    Northwestern Mutual Investment Services Llc
    Albany, NY
  • 10/2017 → 06/2018
    Phoenicians Mediterranean Palace
    Albany, NY
  • 04/2018 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 04/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-21
S63 Uniform Securities Agent State Law Examination 2018-05-05
  • S65 Uniform Investment Adviser Law Examination
    2018-09-21
  • S63 Uniform Securities Agent State Law Examination
    2018-05-05
Other Names
  • William Joseph Scotti
  • Will Scotti
  • Will Scotti
  • William J Scotti

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
RETIREMENT PLANNING GROUP, LLC

Other Investors

CHRISTOPHER JOHN SPRATT
SEAN MICHAEL RICHARDSON
MITCHELL JOSEPH CALABRESE
JAMESON Timothy HOWLEY
Ryan Jeffrey Dalbey
Angela Aruanna
Luke Michael Schrader
Steven Michael Krumpholz

Other Offices

EAGLE STRATEGIES LLC · MALTA, NY
EAGLE STRATEGIES LLC · MALTA, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Malta, NY
OSAIC WEALTH, INC. · MALTA, NY
EDWARD JONES · MALTA, NY
LPL FINANCIAL LLC · MALTA, NY
PKS ADVISORY SERVICES, LLC · MALTA, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Malta, NY

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