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Sara Marie Fisher

Ameriprise Financial Services, LLC

Spirit Lake, IA

CRD 6475763

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-07-10
TX RA APPROVED 2026-07-10
  • IA RA
    APPROVED
    Since 2026-07-10
  • TX RA
    APPROVED
    Since 2026-07-10

Branch Locations

3301 Hwy 71 Ste 3 Box 334, Spirit Lake, IA 51360-0334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2015 07/2026
Ameriprise Financial Services, Llc Spirit Lake IA 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-10
  • S66 Uniform Combined State Law Examination
    2023-07-10
Other Names
  • Sara Marie Miller
  • Sara Marie Hanson

View on SEC IAPD

Nearby Firms

NORTHWEST WEALTH MANAGEMENT, LLC
EDWARD JONES
LPL FINANCIAL LLC

Nearby Investors

JEFFREY DEAN PLOEGER
Hernani Antonio Nabuco Leva Ferreira Frei
Cole Aaron Milbrath

Nearby Offices

NORTHWEST WEALTH MANAGEMENT, LLC · SPIRIT LAKE, IA
EDWARD JONES · SPIRIT LAKE, IA
LPL FINANCIAL LLC · SPIRIT LAKE, IA

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