Cole Aaron Milbrath

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-11-03
IA	RA	APPROVED	2017-11-29

TX RA
APPROVED

Since 2018-11-03
IA RA
APPROVED

Since 2017-11-29

Branch Locations

1718 Hill Ave, Spirit Lake, IA 51360 • United States

301 Grand Ave, Spencer, IA 51301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual	Sioux Falls	SD	06/2016	12/2016
Investment Centers Of America, Inc.	Springfield	MN	02/2017	11/2017
Lpl Financial Llc	Spencer	IA	11/2017	Present

06/2016 → 12/2016

Northwestern Mutual

Sioux Falls, SD
02/2017 → 11/2017

Investment Centers Of America, Inc.

Springfield, MN
11/2017 → Present

Lpl Financial Llc

Spencer, IA

Previous Registrations

2017-04-10 → 2017-11-29

Investment Centers Of America, Inc.

Springfield, MN

Spirit Lake, IA

Other Businesses

1. 11/29/2017 - Prairie Plans, Inc. - DBA: Prairie Plans Asset Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/22/2020 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/16/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 4/20/2020 - Prairie Plans Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 01/18/2019 - 10 Hours Per Month During Securities Trading. 4. 9/29/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - Time Spent 1%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-30

S66 Uniform Combined State Law Examination

2017-03-30

Designations

Other Names

Cole A Milbrath

View on SEC IAPD