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Jeffrey Dean Ploeger

Northwest Wealth Management, LLC

Spirit Lake, IA

Spencer, IA

CRD 4177845

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Employer firm

Northwest Wealth Management, LLC CRD 152816

$1.03B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2013-11-26
  • IA RA
    APPROVED
    Since 2013-11-26

Branch Locations

1008 18Th Street, Spirit Lake, IA 51360 • United States

1607 W. 18Th Street, Spencer, IA 51301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Wealth Management Llc Spirit Lake IA 11/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 2000-06-21
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    2000-06-21

View on SEC IAPD

Nearby Firms

EDWARD JONES
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

Sara Marie Fisher
Hernani Antonio Nabuco Leva Ferreira Frei
Cole Aaron Milbrath

Nearby Offices

EDWARD JONES · SPIRIT LAKE, IA
LPL FINANCIAL LLC · SPIRIT LAKE, IA
AMERIPRISE FINANCIAL SERVICES, LLC · SPIRIT LAKE, IA

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