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Jeffrey Dean Ploeger

Northwest Wealth Management, LLC

Spirit Lake, IA

Spencer, IA

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Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2013-11-26
  • IA RA
    APPROVED
    Since 2013-11-26

Branch Locations

1008 18Th Street, Spirit Lake, IA 51360 • United States

1607 W. 18Th Street, Spencer, IA 51301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Wealth Management Llc Spirit Lake IA 11/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 2000-06-21
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    2000-06-21

View on SEC IAPD

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