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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-17
IL RA APPROVED 2020-01-10
  • TX RA
    APPROVED
    Since 2020-01-17
  • IL RA
    APPROVED
    Since 2020-01-10

Branch Locations

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 02/2012 Present
Bank Of America, Na Oak Brook IL 02/2012 Present
Other Businesses

I*1048369 For profit or not for profit: Entity For Profit Name of outside business organization: McDermott Center dba Haymarket Investment related: N Address of business: Chicago, Illinois, 60607 Nature of business: ["S Corporation"] Position, title, association: ["Committee"], [["Other"]] Start date of relationship: 11/14/2022 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I am a candidate to become a member of Haymarket's leadership council

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-04
S63 Uniform Securities Agent State Law Examination 2015-06-29
  • S66 Uniform Combined State Law Examination
    2020-01-04
  • S63 Uniform Securities Agent State Law Examination
    2015-06-29
Other Names
  • Sebastian Arpino

View on SEC IAPD

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