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Cody Daniel Rominger

Cantor Fitzgerald Investment Advisors

New York, NY

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Current Employers
Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-10
  • CA RA
    APPROVED
    Since 2017-03-10

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Efficient Market Advisors, Llc San Diego CA 04/2015 02/2017
Cantor Fitzgerald Investment Advisors Lp San Diego CA 03/2017 Present
  • 04/2015 → 02/2017
    Efficient Market Advisors, Llc
    San Diego, CA
  • 03/2017 → Present
    Cantor Fitzgerald Investment Advisors Lp
    San Diego, CA
Previous Registrations
  • 2015-08-10 → 2017-03-24
    Efficient Market Advisors, Llc
    La Jolla, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-02-06
S65 Uniform Investment Adviser Law Examination 2015-08-10
  • S63 Uniform Securities Agent State Law Examination
    2020-02-06
  • S65 Uniform Investment Adviser Law Examination
    2015-08-10

View on SEC IAPD

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