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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-23
  • CA RA
    APPROVED
    Since 2021-08-23

Branch Locations

1460 North Lake Ave. Ste 104, Pasadena, CA 91104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Pasadena CA 04/2015 09/2018
World Financial Group, Inc. Pasadena CA 09/2013 Present
Transamerica Financial Advisors, Inc Pasadena CA 10/2018 Present
Uber Los Angeles CA 03/2016 Present
Debtmerica Santa Ana CA 07/2015 03/2022
Lspn Pro, Llc Lindon UT 06/2021 04/2025
Global Merchant Innovations Llc (1) Calabasas CA 08/2012 Present
Funding Suite Pasadena CA 09/2025 Present
Inheritguard, Llc Sheridan WY 06/2026 Present
  • 04/2015 → 09/2018
    Transamerica Financial Advisors, Inc
    Pasadena, CA
  • 09/2013 → Present
    World Financial Group, Inc.
    Pasadena, CA
  • 10/2018 → Present
    Transamerica Financial Advisors, Inc
    Pasadena, CA
  • 03/2016 → Present
    Uber
    Los Angeles, CA
  • 07/2015 → 03/2022
    Debtmerica
    Santa Ana, CA
  • 06/2021 → 04/2025
    Lspn Pro, Llc
    Lindon, UT
  • 08/2012 → Present
    Global Merchant Innovations Llc (1)
    Calabasas, CA
  • 09/2025 → Present
    Funding Suite
    Pasadena, CA
  • 06/2026 → Present
    Inheritguard, Llc
    Sheridan, WY
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LLC UBER/Investment Related - No/1836 N New Hampshire Ave., Apt 106, Los Angeles, CA 90027. (323)337-2140/Ridesharing and transportation company/Driver/03.2016/12/0/Picking up and dropping off passengers at their destination. GLOBAL MERCHANT INNOVATIONS LLC (1) POSITION: Independent Contractor NATURE: Merchant Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2012 ADDRESS: 26570 Agoura Rd, Suite 120, Calabasas CA 91302, United States DESCRIPTION: Send in potential referrals to Global Merchant Innovations LLC GMI. GMI helps businesses set up merchant services either in person at their location, or online services, e-commerce. FUNDING SUITE POSITION: Preferred Referral Partner NATURE: Business Financing and SBA Loans INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2025 ADDRESS: 45 S Arroya Pkwy, #1053, Pasadena CA 91105, United States DESCRIPTION: I may refer potential clients to Funding Suite for the purpose of helping the client apply for business funding. If approved, they may us the funds for working capital, buying business debt, acquistions, franchising, buying equipment, and buying business properties. INHERITGUARD, LLC POSITION: REPRESENTATIVE NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/10/2026 ADDRESS: 30 N GOULD STREET, STE 41954, SHERIDAN WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATE PLANNING ISSUES, SCHEDULE APPOINTMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-21
S63 Uniform Securities Agent State Law Examination 2019-02-28
  • S65 Uniform Investment Adviser Law Examination
    2021-08-21
  • S63 Uniform Securities Agent State Law Examination
    2019-02-28

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