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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-23 |
Branch Locations
1460 North Lake Ave. Ste 104, Pasadena, CA 91104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Pasadena | CA | 04/2015 | 09/2018 |
| World Financial Group, Inc. | Pasadena | CA | 09/2013 | Present |
| Transamerica Financial Advisors, Inc | Pasadena | CA | 10/2018 | Present |
| Uber | Los Angeles | CA | 03/2016 | Present |
| Debtmerica | Santa Ana | CA | 07/2015 | 03/2022 |
| Lspn Pro, Llc | Lindon | UT | 06/2021 | 04/2025 |
| Global Merchant Innovations Llc (1) | Calabasas | CA | 08/2012 | Present |
| Funding Suite | Pasadena | CA | 09/2025 | Present |
| Inheritguard, Llc | Sheridan | WY | 06/2026 | Present |
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LLC UBER/Investment Related - No/1836 N New Hampshire Ave., Apt 106, Los Angeles, CA 90027. (323)337-2140/Ridesharing and transportation company/Driver/03.2016/12/0/Picking up and dropping off passengers at their destination. GLOBAL MERCHANT INNOVATIONS LLC (1) POSITION: Independent Contractor NATURE: Merchant Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2012 ADDRESS: 26570 Agoura Rd, Suite 120, Calabasas CA 91302, United States DESCRIPTION: Send in potential referrals to Global Merchant Innovations LLC GMI. GMI helps businesses set up merchant services either in person at their location, or online services, e-commerce. FUNDING SUITE POSITION: Preferred Referral Partner NATURE: Business Financing and SBA Loans INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2025 ADDRESS: 45 S Arroya Pkwy, #1053, Pasadena CA 91105, United States DESCRIPTION: I may refer potential clients to Funding Suite for the purpose of helping the client apply for business funding. If approved, they may us the funds for working capital, buying business debt, acquistions, franchising, buying equipment, and buying business properties. INHERITGUARD, LLC POSITION: REPRESENTATIVE NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/10/2026 ADDRESS: 30 N GOULD STREET, STE 41954, SHERIDAN WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATE PLANNING ISSUES, SCHEDULE APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-28 |
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