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Inactive

Rosalie M Groendes

Haven Wealth Group

Houston, TX

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Current Employers
Haven Wealth Group

1111 North Loop West, Ste 1110, Houston, TX 77008-1773 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-23
  • TX RA
    APPROVED
    Since 2018-03-23

Branch Locations

1111 North Loop West, Ste 1110, Houston, TX 77008-1773 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Haven Wealth Group Houston TX 03/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-06
  • S65 Uniform Investment Adviser Law Examination
    2015-11-06

View on SEC IAPD

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