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Samuel Austyn Scott

Cain, Watters & Associates, LLC

Frisco, TX

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Current Employers
Cain, Watters & Associates, Llc

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-07
  • TX RA
    APPROVED
    Since 2024-08-07

Branch Locations

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2022 07/2024
Ground Services International Lubbock TX 09/2014 12/2016
Trellis Advisors, Llc Seattle WA 01/2017 11/2017
Moss Adams Seattle WA 02/2018 06/2018
Unemployed Seattle WA 11/2017 02/2018
Hotel Andra Seattle WA 06/2018 12/2018
Residence Inn Westlake Village Westlake Village CA 01/2019 11/2019
Hilton Addison TX 11/2019 07/2020
First Guaranty Mortgage Corporation Plano TX 11/2020 04/2022
Unemployed Dallas TX 07/2020 11/2020
Cain Watters & Associates, Llc Frisco TX 07/2024 Present
  • 06/2022 → 07/2024
    Edward Jones
    St Louis, MO
  • 09/2014 → 12/2016
    Ground Services International
    Lubbock, TX
  • 01/2017 → 11/2017
    Trellis Advisors, Llc
    Seattle, WA
  • 02/2018 → 06/2018
    Moss Adams
    Seattle, WA
  • 11/2017 → 02/2018
    Unemployed
    Seattle, WA
  • 06/2018 → 12/2018
    Hotel Andra
    Seattle, WA
  • 01/2019 → 11/2019
    Residence Inn Westlake Village
    Westlake Village, CA
  • 11/2019 → 07/2020
    Hilton
    Addison, TX
  • 11/2020 → 04/2022
    First Guaranty Mortgage Corporation
    Plano, TX
  • 07/2020 → 11/2020
    Unemployed
    Dallas, TX
  • 07/2024 → Present
    Cain Watters & Associates, Llc
    Frisco, TX
Previous Registrations
  • 2022-08-10 → 2024-07-29
    Edward Jones
    St Louis, MO
    Grapevine, TX
    Grapevine, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-08
  • S66 Uniform Combined State Law Examination
    2022-08-08
Designations

View on SEC IAPD

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Raymond Michiel McClure
VICTOR JAMES MCCLURE
Logan Mikel Wakumoto
STEVEN LEWIS RINGO
CHARLES GLEN DANIEL
DIOSELINA G RAMIREZ
RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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