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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-12-02 |
| TX | RA | APPROVED | 2015-09-11 |
| UT | RA | APPROVED | 2015-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 03/2015 | Present |
| Deer Valley Resort | Park City | UT | 11/2010 | Present |
| Bank Of America, N.A. | Salt Lake City | UT | 07/2015 | Present |
I*366904, Name of OBA: Deer Valley Resort Address: Park City, UT Investment Related: No Position, Title, Association: Employee Employee Start Date: 11/17/2010 No Hours: 80 Yearly No Hours during trading: 32 Duties: On Call professional Ski Patroller for Deer Valley Resort. Provide emergency medical and rescue services to skiers at the resort. I*: 2619276 Entity Type: Fiduciary role Name of OBA: B. H. E. Jr Trust Address: Jacksonville, FL 32210 Investment Related: No Position, Title, Association: Executor Employee Start Date: 07/14/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor/Child/Grandchild I*: 2619277 Entity Type: Fiduciary role Name of OBA: D. C. E. Trust Address: Jacksonville, FL 32210 Investment Related: No Position, Title, Association: Executor Employee Start Date: 07/14/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor/Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-27 |
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