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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-12-02
TX RA APPROVED 2015-09-11
UT RA APPROVED 2015-08-28
  • NC RA
    APPROVED
    Since 2022-12-02
  • TX RA
    APPROVED
    Since 2015-09-11
  • UT RA
    APPROVED
    Since 2015-08-28

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 03/2015 Present
Deer Valley Resort Park City UT 11/2010 Present
Bank Of America, N.A. Salt Lake City UT 07/2015 Present
Other Businesses

I*366904, Name of OBA: Deer Valley Resort Address: Park City, UT Investment Related: No Position, Title, Association: Employee Employee Start Date: 11/17/2010 No Hours: 80 Yearly No Hours during trading: 32 Duties: On Call professional Ski Patroller for Deer Valley Resort. Provide emergency medical and rescue services to skiers at the resort. I*: 2619276 Entity Type: Fiduciary role Name of OBA: B. H. E. Jr Trust Address: Jacksonville, FL 32210 Investment Related: No Position, Title, Association: Executor Employee Start Date: 07/14/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor/Child/Grandchild I*: 2619277 Entity Type: Fiduciary role Name of OBA: D. C. E. Trust Address: Jacksonville, FL 32210 Investment Related: No Position, Title, Association: Executor Employee Start Date: 07/14/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor/Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-27
  • S66 Uniform Combined State Law Examination
    2015-08-27
Other Names
  • Bert Hylton Early
  • Bert Hylton Early
  • Hylton Early
  • Bert H Early

View on SEC IAPD

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