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Kimberly Ann Blaes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-30
  • NC RA
    APPROVED
    Since 2026-07-30

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Raleigh NC 03/2015 07/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-15
  • S66 Uniform Combined State Law Examination
    2023-11-15
Other Names
  • Kimberly Ann Wilson
  • Kimberly A Blaes
  • Kimberly Wilson
  • Kimberly Blaes

View on SEC IAPD

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