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Roman A. Sandoval

Redw Wealth LLC

Albuquerque, NM

Phoenix, AZ

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Current Employers
Redw Wealth Llc

8801 Horizon Blvd Ne, Suite 401, Albuquerque, NM 87113 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-01-04
NM RA APPROVED 2021-06-30
  • AZ RA
    APPROVED
    Since 2023-01-04
  • NM RA
    APPROVED
    Since 2021-06-30

Branch Locations

8801 Horizon Blvd Ne, Suite 401, Albuquerque, NM 87113 • United States

5353 N 16Th St Suite 200, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Albuquerque NM 09/2019 01/2020
Bbva Insurance Agency, Inc. Austin TX 07/2019 01/2020
Bbva Usa Birmingham AL 07/2019 01/2020
Nylife Securities Llc Albuquerque NM 09/2015 06/2019
New York Life Insurance Company Albuquerque NM 03/2015 06/2019
Redw Wealth Llc Albuquerque NM 01/2020 Present
  • 09/2019 → 01/2020
    Bbva Securities Inc.
    Albuquerque, NM
  • 07/2019 → 01/2020
    Bbva Insurance Agency, Inc.
    Austin, TX
  • 07/2019 → 01/2020
    Bbva Usa
    Birmingham, AL
  • 09/2015 → 06/2019
    Nylife Securities Llc
    Albuquerque, NM
  • 03/2015 → 06/2019
    New York Life Insurance Company
    Albuquerque, NM
  • 01/2020 → Present
    Redw Wealth Llc
    Albuquerque, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-29
S63 Uniform Securities Agent State Law Examination 2016-11-22
  • S65 Uniform Investment Adviser Law Examination
    2021-06-29
  • S63 Uniform Securities Agent State Law Examination
    2016-11-22
Other Names
  • Roman Sandoval
  • Roman Angelo Sandoval

View on SEC IAPD

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Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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