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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-14
TX RA APPROVED 2015-08-27
MD RA APPROVED 2015-07-28
  • PA RA
    APPROVED
    Since 2021-10-14
  • TX RA
    APPROVED
    Since 2015-08-27
  • MD RA
    APPROVED
    Since 2015-07-28

Branch Locations

30 W Patrick St, Frederick, MD 21701 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frederick MD 03/2015 Present
Wheaton Volunteer Rescue Squad Wheaton MD 07/2008 Present
Bank Of America, N.A. Frederick MD 05/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-20
  • S66 Uniform Combined State Law Examination
    2015-07-20

View on SEC IAPD

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