David J Gray

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-02-14
KY	RA	APPROVED	2016-06-08

TX RA
APPROVED

Since 2017-02-14
KY RA
APPROVED

Since 2016-06-08

Branch Locations

300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Mitchell	KY	03/2015	Present
Bank Of America, N.A.	Fort Mitchell	KY	08/2017	Present

03/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Mitchell, KY
08/2017 → Present

Bank Of America, N.A.

Fort Mitchell, KY

Other Businesses

I*21198904, Entity Type Fiduciary, Name of OBA: JG Address: Covington, Kentucky, 41017 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 25-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-07

S66 Uniform Combined State Law Examination

2016-06-07

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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