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Marlon Profeta

Wells Fargo Clearing Services, LLC

Pasadena, CA

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-18
  • CA RA
    APPROVED
    Since 2017-05-18

Branch Locations

350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Edmonds WA 04/2004 Present
Wells Fargo Advisors Llc Edmonds WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Edmonds WA 11/2016 Present
  • 04/2004 → Present
    Wells Fargo Bank, N.A.
    Edmonds, WA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Edmonds, WA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Edmonds, WA
Previous Registrations
  • 2011-01-03 → 2016-12-31
    Wells Fargo Clearing Services, Llc
    Shoreline, WA
    Everett, WA
    Edmonds, WA
    Seattle, WA
    Shoreline, WA
    Los Angeles, CA
    El Segundo, CA
    El Segundo, CA
    Los Angeles, CA
  • 2005-01-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Lynnwood, WA
    Shoreline, WA
    Edmonds, WA
    Lynnwood, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-20
  • S66 Uniform Combined State Law Examination
    2004-12-20
Other Names
  • Marlon Crawford Profeta

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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