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Fiordaliza Beato

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
CT RA APPROVED 2022-10-27
NY RA APPROVED 2022-09-23
  • TX RA
    APPROVED_RES
    Since 2023-10-04
  • CT RA
    APPROVED
    Since 2022-10-27
  • NY RA
    APPROVED
    Since 2022-09-23

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 03/2015 05/2021
J.P. Morgan Securities Llc New York NY 05/2022 10/2022
Jpmorgan Chase Bank, N.A. New York NY 08/2014 10/2022
Tiguera Llc New York NY 01/2018 04/2022
J.P. Morgan Securities Llc New York NY 10/2022 Present
Jpmorgan Chase Bank, N.A. New York NY 10/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-12
S63 Uniform Securities Agent State Law Examination 2015-06-12
  • S66 Uniform Combined State Law Examination
    2022-09-12
  • S63 Uniform Securities Agent State Law Examination
    2015-06-12
Other Names
  • Fior Beato

View on SEC IAPD

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