Edmundo Cereceres Alvarado

Employer firm

Sovran Advisors, LLC CRD 329415

$1.87B regulatory AUM 69 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 04/2024
  Trilogy Financial Services
  West Covina, CA
• 01/2016 → 12/2017
  National Planning Corporation
  West Covina, CA
• 11/2017 → 07/2018
  Lpl Financial Llc
  West Covina, CA
• 03/2015 → 04/2024
  Trilogy Capital Inc
  Huntington Beach, CA
• 09/2022 → 04/2024
  Lpl Financial Llc
  West Covina, CA
• 06/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2024 → Present
  Sovran Advisors, Llc
  Pasadena, CA
• 07/2024 → Present
  Compass Capital
  Pasadena, CA

Previous Registrations

• 2016-09-08 → 2024-04-25
  Trilogy Capital, Inc.
  West Covina, CA
  Irvine, CA
• 2017-11-29 → 2018-04-17
  Lpl Financial Llc
  West Covina, CA
• 2016-08-12 → 2017-11-29
  National Planning Corporation
  West Covina, CA

Other Businesses

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 5/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 8/2016 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, ANNUITIES, AND LTC; 3. NAME OF OTHER BUSINESS: COMPASS CAPITAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-01-13
• S65 Uniform Investment Adviser Law Examination
  2016-06-27

Other Names

• Edmundo Alvarado