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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-09-01
  • OH RA
    APPROVED
    Since 2022-09-01

Branch Locations

7650 Rivers Edge Dr Ste 100, Columbus, OH 43235 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

7650 Rivers Edge Dr Ste 100, Columbus, OH 43235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Columbus OH 05/2015 10/2017
Lincoln Financial Advisors Corporation Columbus OH 10/2017 08/2021
Lpl Financial, Llc Columbus OH 08/2021 Present
  • 05/2015 → 10/2017
    Lincoln Financial Advisors Corporation
    Columbus, OH
  • 10/2017 → 08/2021
    Lincoln Financial Advisors Corporation
    Columbus, OH
  • 08/2021 → Present
    Columbus, OH
Previous Registrations
  • 2021-07-01 → 2021-09-01
    Osaic Fa, Inc.
    Columbus, OH
Other Businesses

4/2016 - DBA for LPL Business (entity for LPL business) - Bluestone Wealth Partners, LLC - Investment Related - Columbus, OH 43235

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-26
  • S66 Uniform Combined State Law Examination
    2022-08-26

View on SEC IAPD

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