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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-05-05 |
Branch Locations
3200 Southwest Fwy #1800, Houston, TX 77027 • United States
Spring, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2015 | Present |
1. HARRIS COUNTY MUNICIPAL UTILITY DISTRICT NO. 213-A; COATS ROSE, PC 9 GREENWAY PLAZA, SUITE 100, HOUSTON, TX 77046; DIRECTOR; START 9/22/2021; APPROX 1 HOUR/MONTH. 2. REAL ESTATE INVESTMENT; 2424 NAVIGATION BLVD, UNIT C, HOUSTON, TX 77003; OWNER/MEMBER OF LLC - SINGLE MEMBER; START 1/31/2022; APPROX 10 HOURS/MONTH. 3. PWG PARTNERS FOUNDATION; 1102 SANTA FE ST, CORPUS CHRISTI, TX 78404; BOARD MEMBER; START 11/01/2025; APPROX 1 HOUR/MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-01 |
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