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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-01
  • TX RA
    APPROVED
    Since 2020-10-01

Branch Locations

8181 Communications Pkwy, Bldg A, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Denton TX 03/2015 09/2018
Jpmorgan Chase Bank, N.A. Denton TX 03/2011 09/2018
Well Kept Dallas TX 03/2017 05/2017
Edward Jones Saint Louis MO 09/2018 06/2019
Unemployed Lewisville TX 07/2019 07/2019
Usaa Financial Advisors, Inc Addison TX 09/2019 06/2020
Usaa Investment Services Company Addison TX 09/2019 07/2020
J.P. Morgan Securities Llc Plano TX 09/2020 Present
Charles Schwab & Co Westlake TX 08/2020 09/2020
Randstad Addison TX 08/2019 07/2020
Lowe's Lewisville TX 12/2017 03/2018
Jpmorgan Chase Bank, N.A. Plano TX 09/2020 Present
Uber San Francisco CA 02/2023 Present
  • 03/2015 → 09/2018
    Denton, TX
  • 03/2011 → 09/2018
    Jpmorgan Chase Bank, N.A.
    Denton, TX
  • 03/2017 → 05/2017
    Well Kept
    Dallas, TX
  • 09/2018 → 06/2019
    Saint Louis, MO
  • 07/2019 → 07/2019
    Unemployed
    Lewisville, TX
  • 09/2019 → 06/2020
    Usaa Financial Advisors, Inc
    Addison, TX
  • 09/2019 → 07/2020
    Addison, TX
  • 09/2020 → Present
    Plano, TX
  • 08/2020 → 09/2020
    Charles Schwab & Co
    Westlake, TX
  • 08/2019 → 07/2020
    Randstad
    Addison, TX
  • 12/2017 → 03/2018
    Lowe's
    Lewisville, TX
  • 09/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 02/2023 → Present
    Uber
    San Francisco, CA
Previous Registrations
  • 2019-09-13 → 2020-07-22
    Addison, TX
    Plano, TX
    Colorado Springs, CO
  • 2019-01-28 → 2019-06-28
    Lewisville, TX
    St Louis, MO
    Lewisville, TX
    Lewisville, TX
    Lewisville, TX
    Lewisville, TX
Other Businesses

Entity Name: Uber Investment related: No "Address: 1455 Market St. Ste 400 San Francisco, CA 94103 uber.com" Nature of the other business: Transportation Position/Title/Relationship: Employee/Contractor Start Date: 02/24/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Courier service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-25
S63 Uniform Securities Agent State Law Examination 2015-05-06
  • S66 Uniform Combined State Law Examination
    2019-01-25
  • S63 Uniform Securities Agent State Law Examination
    2015-05-06
Other Names
  • David Alexander Holland
  • David Holland

View on SEC IAPD

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