Best Investors Account Sign in
Inactive

Michael Patrick Moeller

Slocum, Gordon & Co. LLP

Newport, RI

Claim This Profile
Current Employers
Slocum, Gordon & Co. Llp

39 Mill Street, Newport, RI 02840 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-11-02
TX RA APPROVED 2023-11-02
  • RI RA
    APPROVED
    Since 2023-11-02
  • TX RA
    APPROVED
    Since 2023-11-02

Branch Locations

39 Mill Street, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Street Boston MA 09/2015 03/2017
Gw&K Investment Management Boston MA 03/2017 09/2018
Amundi Pioneer Asset Management Boston MA 09/2018 09/2019
Ubs Investment Bank New York NY 11/2019 05/2021
Clearwater New York NY 05/2021 09/2023
Slocum, Gordon & Co. Llp Newport RI 09/2023 Present
Slocum, Gordon & Co. Llp Newport RI 11/2025 Present
  • 09/2015 → 03/2017
    State Street
    Boston, MA
  • 03/2017 → 09/2018
    Gw&K Investment Management
    Boston, MA
  • 09/2018 → 09/2019
    Amundi Pioneer Asset Management
    Boston, MA
  • 11/2019 → 05/2021
    Ubs Investment Bank
    New York, NY
  • 05/2021 → 09/2023
    Clearwater
    New York, NY
  • 09/2023 → Present
    Slocum, Gordon & Co. Llp
    Newport, RI
  • 11/2025 → Present
    Slocum, Gordon & Co. Llp
    Newport, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-28
  • S65 Uniform Investment Adviser Law Examination
    2023-09-28
Other Names
  • Michael Moeller
  • Michael P Moeller
  • Michael Patrick Moeller

View on SEC IAPD

Other Firms

YOUNG RICHARD C & CO LTD
J.P. MORGAN SECURITIES LLC
NEWEDGE ADVISORS
OSAIC WEALTH, INC.
UBS FINANCIAL SERVICES INC.
COMMONWEALTH FINANCIAL NETWORK
CETERA INVESTMENT ADVISERS LLC
FACTOR INVESTING GROUP

Other Investors

CHRISTOPHER JOHN STACK
ANGELA GARCIA
Justin Charles Silvia
RICHARD CARLYLE YOUNG
Frederick Abrams Bellows
JASON LEONARD BERTSCH
IAN SCOTT GERRIOR
TERENCE JOSEPH GLACKIN

Other Offices

YOUNG RICHARD C & CO LTD · NEWPORT, RI
J.P. MORGAN SECURITIES LLC · Newport, RI
NEWEDGE ADVISORS · Newport, RI
OSAIC WEALTH, INC. · NEWPORT, RI
UBS FINANCIAL SERVICES INC. · Newport, RI
COMMONWEALTH FINANCIAL NETWORK · NEWPORT, RI
CETERA INVESTMENT ADVISERS LLC · NEWPORT, RI
FACTOR INVESTING GROUP · Newport, RI

More in Newport, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor