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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED_RES | 2025-08-22 |
| NJ | RA | APPROVED | 2024-05-28 |
| NY | RA | APPROVED | 2021-05-25 |
Branch Locations
730 Third Avenue Nyc Regional, New York, NY 10017 • United States
Wood Ridge, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services, Inc. | New York | NY | 03/2015 | 03/2017 |
| Mml Investors Services, Llc | New York | NY | 03/2017 | 07/2018 |
| Tiaa | New York | NY | 07/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 07/2018 | Present |
SUNWICKI LLC POSITION: 50% owner NATURE: Children's clothing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 2413 Vermella Way, Lyndhurst NJ 07071, United States DESCRIPTION: Children's clothing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-02 |
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